Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Cormier is a financial advisor with over 30 years of experience in the financial services industry. Monica is currently registered with Hightower Securities, LLC, and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Legg Mason Wood Walker, Incorporated. Monica is registered to provide securities advice in 20 states. Monica holds the Series 7, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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ME
02/18/2011 - Present
Hightower Securities, LLC (New Gloucester ME)
ME
08/05/1991 - 02/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PORTLAND ME)
MD
03/20/1990 - 08/07/1991
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BC
Issued 11/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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