Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Kaufman is a financial advisor with Harmony Asset Management LLC, located in Scottsdale, AZ. Monica has over 15 years of experience in the financial services industry and holds a Series 7, Series 66, and SIE license. Monica is a Certified Financial Planner and specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Monica has worked with clients in Texas, Pennsylvania, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
11/11/2020 - Present
Harmony Asset Management LLC (McKinney TX)
TX
08/20/2019 - 10/23/2020
MERCER ALLIED COMPANY, L.P. (DALLAS TX)
TX
03/28/2018 - 07/26/2019
MORGAN STANLEY (PLANO TX)
TX
05/09/2017 - 11/16/2017
EDWARD JONES (PLANO TX)
PA
01/18/2008 - 12/16/2008
UBS FINANCIAL SERVICES INC. (PHILADELPHIA PA)
PA
08/05/2005 - 11/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ELKIN PARK PA)
BOTH
Issued 05/26/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/23/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
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