Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monica? Claim Your ProfileMonica Farrell is a financial advisor registered in both North Carolina and South Carolina. Monica is affiliated with Ameriprise Financial Services, LLC, a large firm with more than 13,000 registered representatives and over $479 billion in assets under management. Monica specializes in portfolio management for individuals, businesses, and trusts/estates. She also provides financial planning services and education seminars. Monica has been active in the financial industry since October 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
06/11/2024 - Present
Ameriprise Financial Services, LLC (Charlotte NC)
SC
01/18/2023 - 03/07/2024
LPL FINANCIAL LLC (FORT MILL SC)
NC
09/26/2018 - 01/06/2023
EQUITABLE ADVISORS, LLC (CHARLOTTE NC)
NC
03/25/2017 - 09/10/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
NC
06/03/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NJ
06/03/2010 - 01/02/2015
NEW ENGLAND SECURITIES (ISELIN NJ)
NJ
06/03/2010 - 09/05/2013
TOWER SQUARE SECURITIES, INC. (ISELIN NJ)
NJ
06/03/2010 - 09/05/2013
WALNUT STREET SECURITIES, INC. (ISELIN NJ)
BOTH
Issued 11/18/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Monica Farrell is the right advisor for you? Invested Better is here to help.
