Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mongens? Claim Your ProfileMongens Chiu Yu is a financial professional with over 30 years of experience in the securities industry. Mongens Yu has a strong track record of success in providing financial advice to individuals, families, and businesses. Mongens Yu holds a Series 6, 7, 22, and SIE license, as well as a Series 63 license. Mongens Yu is currently registered with Packerland Brokerage Services, Inc., and has a BC scope of registration in California and Washington. Previously, Mongens Yu worked for several other firms, including GLOBALINK SECURITIES, INC., TRANSAMERICA FINANCIAL ADVISORS, INC., OGILVIE SECURITY ADVISORS CORPORATION, BARABAN SECURITIES, INC., LASALLE ST SECURITIES, L.L.C., FSC SECURITIES CORPORATION, GNA SECURITIES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS FINANCIAL SERVICES INC. Mongens Yu specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals. Mongens Yu is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/17/2024 - Present
Packerland Brokerage Services, Inc. (City of Industry CA)
CA
08/08/2007 - 06/17/2024
GLOBALINK SECURITIES, INC. (Monrovia CA)
CA
05/26/2000 - 07/11/2007
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
IL
03/30/1999 - 05/23/2000
OGILVIE SECURITY ADVISORS CORPORATION (CHICAGO IL)
CA
04/25/1991 - 11/15/1994
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IL
10/24/1989 - 10/26/1990
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
GA
07/19/1988 - 07/18/1989
FSC SECURITIES CORPORATION (ATLANTA GA)
NA
10/29/1987 - 07/01/1988
GNA SECURITIES, INC.
NA
07/18/1984 - 08/19/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
07/18/1984 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 03/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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