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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Monette? Claim Your ProfileMonette Kaiser Spears is a financial advisor with Morgan Stanley and has been in the industry since 1989. Monette Spears has a broad range of experience, having worked with Morgan Stanley DW Inc. and Prudential Securities Incorporated prior to her current position. Monette Spears is registered in 49 states for broker-dealer activities and in 2 states for investment advisory activities. Monette Spears is licensed to provide financial advice to individuals, businesses, investment companies, pension plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Morgan Stanley (The Villages FL)
FL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (THE VILLAGES FL)
FL
06/29/2006 - 04/02/2007
MORGAN STANLEY DW INC. (THE VILLAGES FL)
NY
08/18/1993 - 10/20/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
08/22/1989 - 09/03/1993
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/16/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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