Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Molly? Claim Your ProfileMolly McNiell is a financial advisor with UBS Financial Services Inc. Molly has been in the financial services industry since 2018 and is licensed to provide financial advice in Tennessee and Mississippi. Molly has been with UBS Financial Services Inc. since 2021 and prior to that was with RAYMOND JAMES & ASSOCIATES, INC. and MML INVESTORS SERVICES, LLC. Molly holds Series 7, Series 66 and SIE licenses. Molly specializes in providing financial advice to individuals, businesses, high net worth individuals, charitable organizations, pension and profit sharing plans and corporations. Molly is committed to providing her clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
10/08/2021 - Present
UBS Financial Services Inc. (MEMPHIS TN)
TN
08/09/2019 - 10/20/2021
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/24/2018 - 07/15/2019
MML INVESTORS SERVICES, LLC (Memphis TN)
BOTH
Issued 12/11/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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