Unclaimed
Molly Mccue Duff is a financial advisor with Ares Wealth Management Solutions, LLC. Molly has been in the industry since 2018. Molly has Series 7, 9, 10, and 63 registrations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/29/2022 - Present
Ares Wealth Management Solutions, LLC (Los Angeles CA)
CA
08/28/2017 - 07/27/2021
GOLDMAN SACHS & CO. LLC (LOS ANGELES CA)
BC
Issued 09/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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