Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Molly? Claim Your ProfileMolly Jo Miller is a registered representative with LPL Financial LLC. Molly has been in the securities industry since 1983. Molly has registrations in Arizona, California, Colorado, Connecticut, Florida, Hawaii, Kansas, Minnesota, Mississippi, Nevada, New York, North Carolina, North Dakota, Oregon, South Carolina, Texas, Utah, and Washington. Molly also has Series 3, 7, 63, and 66 licenses. In addition to working with LPL Financial LLC, Molly previously held positions at D.A. Davidson & Co., Crowell Weedon & Co., Crowell, Weedon & Co., Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., J. T. Moran & Co., Inc., Smith Barney, Harris Upham & Co., Incorporated, J. David Municipals and Governments, Inc., and J. David Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/28/2015 - Present
LPL Financial LLC (LA MESA CA)
CA
11/25/2013 - 06/24/2014
D.A. DAVIDSON & CO. (SAN DIEGO CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (SAN DIEGO CA)
CA
06/12/2009 - 11/04/2013
CROWELL, WEEDON & CO. (SAN DIEGO CA)
CA
01/01/2008 - 06/15/2009
WELLS FARGO ADVISORS, LLC (SAN DIEGO CA)
CA
02/02/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SAN DIEGO CA)
NA
05/11/1989 - 02/21/1990
J. T. MORAN & CO., INC.
NA
05/16/1984 - 05/10/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
11/01/1983 - 03/02/1984
J. DAVID MUNICIPALS AND GOVERMENTS, INC.
NA
12/21/1982 - 10/10/1983
J. DAVID SECURITIES, INC.
BOTH
Issued 03/29/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 11/05/1982
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
Not sure Molly Miller is the right advisor for you? Invested Better is here to help.
