Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Molly? Claim Your ProfileMolly Ann Sproull is a registered investment advisor representative with Robert W. Baird & Co. Inc. Molly has been in the industry since June 7, 1997. Molly's previous experience includes RBC CAPITAL MARKETS, LLC and DAIN RAUSCHER INCORPORATED. Molly holds FINRA licenses Series 7 and Series 63 as well as a Series 65 license. Molly is also licensed to conduct business in multiple states. Molly is a financial advisor providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
MN
08/20/2018 - Present
Robert W. Baird & Co. Inc. (St Paul MN)
MN
03/02/1998 - 08/21/2018
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
NA
02/17/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MN
04/23/1997 - 01/01/1998
JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)
IA
Issued 11/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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