Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Molly? Claim Your ProfileMolly A. Malek has over 20 years of experience in the financial services industry. Molly is a Registered Representative of Wells Fargo Clearing Services, LLC, an affiliate of Wells Fargo Bank. Molly's previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated and Ameriprise Financial Services, Inc. Molly holds Series 63, 65, 66 and 7 licenses as well as the Series 24 Principal license. Molly is registered to provide investment advice and brokerage services in all states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/07/2021 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
MN
01/21/2020 - 03/15/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAINT PAUL MN)
MN
01/21/2011 - 12/31/2019
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
06/18/2001 - 01/04/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
MN
04/25/2000 - 06/06/2001
MILLER & SCHROEDER FINANCIAL, INC. (MINNEAPOLIS MN)
BOTH
Issued 05/09/2008
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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