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Mollie Elizabeth Walters

Investment Distributors, Inc.

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About Mollie Elizabeth Walters

Mollie Elizabeth Walters is a financial advisor with Investment Distributors, Inc. located in Covington, Kentucky. Mollie Walters has been working in the financial services industry since December 8, 2020. Prior to joining Investment Distributors, Inc. Mollie Walters was employed by Concourse Financial Group Securities, Inc. in Covington, Kentucky. Mollie Walters is licensed to sell securities in Kentucky and Ohio.

Firm Information

Mollie Walters is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mollie Walters’s Registration & Firm History

KY

01/03/2022 - Present

Investment Distributors, Inc. (Covington KY)

KY

12/09/2020 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (COVINGTON KY)

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Licenses & Designations

BC

Issued 01/29/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/09/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/19/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mollie Elizabeth Walters.
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