Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moises? Claim Your ProfileMoises Soto is a financial professional with over 20 years of experience in the financial services industry. Moises is currently registered with Charles Schwab & CO., Inc. and has a strong background in investment advisory and financial planning. Moises has held prior positions at OPTIONSXPRESS, INC. and EDWARD JONES. Moises is a highly qualified financial professional who holds various licenses and certifications. Moises is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
12/12/2014 - Present
Charles Schwab & CO., Inc. (El Paso TX)
TX
05/09/2005 - 10/03/2014
OPTIONSXPRESS, INC. (EL PASO TX)
MO
07/09/2002 - 06/30/2003
EDWARD JONES (ST. LOUIS MO)
BC
Issued 08/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/05/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/08/2005
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2005
Series 3 - National Commodity Futures Examination
BC
Issued 07/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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