Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moises? Claim Your ProfileMoises Macias is a financial advisor currently registered with LPL Financial LLC. Moises has been working in the financial services industry since August 31, 2009. Moises has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Chase Investment Services Corp., VALIC Financial Advisors, Inc. and Morgan Stanley & Co. Incorporated. Moises is licensed in several states and has passed the Series 7, Series 31 and Series 66 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/22/2024 - Present
LPL Financial LLC (EASTVALE CA)
CA
03/17/2015 - 05/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FONTANA CA)
CA
10/01/2012 - 03/11/2015
J.P. MORGAN SECURITIES LLC (CHINO CA)
CA
08/13/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (EASTVALE CA)
CA
06/16/2008 - 08/06/2009
VALIC FINANCIAL ADVISORS, INC. (GLENDALE CA)
CA
02/25/2008 - 06/13/2008
MORGAN STANLEY & CO. INCORPORATED (ONTARIO CA)
BOTH
Issued 04/11/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/21/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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