Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moira? Claim Your ProfileMoira Veronica Higgins is a Registered Representative at Hennion & Walsh, Inc. in Parsippany, New Jersey. Moira has been in the securities industry since June 14, 1996. Moira's previous employers include TMC BONDS L.L.C. in New York, NY, BT ALEX. BROWN INCORPORATED in Baltimore, MD and DEAN WITTER REYNOLDS INC. in Purchase, NY. Moira is licensed in New Jersey. Moira has passed the Series 63, Series 53, SIE, and Series 7 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/10/2021 - Present
Hennion & Walsh, Inc. (PARSIPPANY NJ)
NY
07/27/2001 - 04/17/2019
TMC BONDS L.L.C. (New York NY)
MD
03/19/1993 - 09/24/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
06/12/1992 - 03/09/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 05/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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