Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moira? Claim Your ProfileMoira Huck is a registered investment advisor representative with Nuveen Asset Management, LLC. Moira has been in the securities industry since 1993 and has a Series 6, Series 7, Series 63, Series 65 and Series 79TO. Moira is registered in Maine, Massachusetts and New Hampshire. Moira has experience working with various types of clients including individuals, high net worth individuals, corporations, pension and profit sharing plans, investment companies, insurance companies, state or municipal government entities and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
09/01/2011 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
NJ
06/27/1995 - 01/04/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
SC
05/17/1993 - 06/02/1994
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 05/27/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2003
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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