Unclaimed
Moira Lowe is a financial professional with over 20 years of experience in the industry. Moira is currently registered with Saybrus Equity Services, LLC and has held previous positions with Phoenix Equity Planning Corporation, Sun Life Financial Distributors, Inc., Tower Square Securities, Inc. and WS Griffith Securities, Inc. Moira holds several licenses and registrations including Series 7, Series 63, Series 66, Series 24 and SIE. Moira specializes in providing financial advice and services to individuals and families in Connecticut and across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/16/2010 - Present
Saybrus Equity Services, LLC (HARTFORD CT)
CT
09/24/2009 - 09/16/2010
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
MA
08/25/2005 - 05/18/2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
CA
01/09/2004 - 07/01/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
04/09/2002 - 12/17/2003
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
CT
12/14/1999 - 12/17/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
CT
06/01/2000 - 07/10/2002
PHOENIXLINK INVESTMENTS INC. (EAST HARTFORD CT)
BOTH
Issued 05/13/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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