Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Moin? Claim Your ProfileMoin Uddin Khan is a securities professional licensed in Texas. Moin Khan has 5 years of experience in the financial services industry. Moin Khan is currently registered with Guggenheim Securities, LLC. Moin Khan has passed the Series 63, SIE and Series 79 exams. Moin Khan was previously registered with BARCLAYS CAPITAL INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
08/16/2024 - Present
Guggenheim Securities, LLC (Houston TX)
TX
08/27/2018 - 08/28/2024
BARCLAYS CAPITAL INC. (HOUSTON TX)
BC
Issued 11/02/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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