Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mohit? Claim Your ProfileMohit Mahavir Bajaj is a financial professional with over 14 years of experience in the securities industry. Mohit is currently registered with Wallachbeth Capital LLC in Jersey City, New Jersey. Before joining Wallachbeth Capital LLC, Mohit worked at Deutsche Bank Securities Inc. and Bear, Stearns & Co. Inc. Mohit holds several industry licenses and qualifications, including Series 7, Series 55, Series 57TO, Series 99TO, and SIE exams. Mohit is registered in multiple states, including Delaware, Indiana, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
01/06/2014 - Present
Wallachbeth Capital LLC (JERSEY CITY NJ)
NY
06/12/2008 - 01/27/2014
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
02/26/2008 - 06/09/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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