Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mohan? Claim Your ProfileMohan Nishant Mahimtura is a registered representative with Smbc Nikko Securities America, Inc. Mohan has been in the financial services industry since August 2015. Mohan is registered to conduct securities business in 51 states, as well as the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/14/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
11/05/2003 - 11/17/2008
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 09/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/14/2020
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/04/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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