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Mohammed Malik Hafiz

Regions Securities LLC

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About Mohammed Malik Hafiz

Mohammed Hafiz is a registered representative with Regions Securities LLC. Mohammed holds the Series 7, Series 79, and SIE licenses. Mohammed has been in the financial industry since March 31, 2024. Mohammed is registered in Georgia.

Firm Information

Mohammed Hafiz is currently registered with Regions Securities LLC. Regions Securities LLC is a Limited Liability Company that was formed on October 12, 2011 and is registered in all 50 states and the District of Columbia. The firm is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

137

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mohammed Hafiz’s Registration & Firm History

GA

04/01/2024 - Present

Regions Securities LLC (Atlanta GA)

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Licenses & Designations

BC

Issued 04/18/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/01/2024

Series 7TO - General Securities Representative Examination

BC

Issued 02/22/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mohammed Malik Hafiz.
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