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Mohammed Azeem Sheikh

B. Riley Wealth Management

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About Mohammed Azeem Sheikh

Mohammed Azeem Sheikh is a financial advisor with B. Riley Wealth Management. Mohammed has been in the financial industry since August 20, 2000. Mohammed has a wide range of experience in the financial services industry. Mohammed is registered with the Financial Industry Regulatory Authority (FINRA) as a general securities representative and a registered options principal. Mohammed is also licensed to sell securities in 43 states and the District of Columbia. Mohammed has a strong commitment to providing his clients with personalized financial advice and guidance.

Firm Information

Mohammed Sheikh is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mohammed Sheikh’s Registration & Firm History

FL

06/28/2022 - Present

B. Riley Wealth Management (Miami FL)

FL

11/16/2011 - 07/22/2022

NATIONAL SECURITIES CORPORATION (Miami FL)

FL

08/15/2005 - 12/20/2012

VFINANCE INVESTMENTS, INC (MIAMI FL)

FL

10/06/2003 - 08/08/2005

GUNNALLEN FINANCIAL, INC (TAMPA FL)

NY

08/14/2000 - 11/04/2003

CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)

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Licenses & Designations

IA

Issued 08/02/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2009

Series 4 - Registered Options Principal Examination

BC

Issued 03/22/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Mohammed Azeem Sheikh. Review regulatory record here.
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