Unclaimed
Mohammad Shawkat Ali is a financial professional with over 27 years of experience in the financial services industry. Mohammad currently works as a Registered Representative and Investment Advisor Representative at MML Investors Services, LLC, located in East Hills, New York. Mohammad's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
09/28/2023 - Present
MML Investors Services, LLC (EAST HILLS NY)
NY
03/26/2004 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (LONG ISLAND CITY NY)
NY
03/26/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ASTORIA NY)
NY
05/03/1999 - 04/07/2004
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
01/01/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
08/15/1996 - 12/22/1997
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/15/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 08/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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