Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mohamed? Claim Your ProfileMohamed Yahiaoui is an investment advisor representative registered with Merrill Lynch, Pierce, Fenner & Smith Inc. He is a Series 7, Series 31 and Series 66 licensed professional with over 13 years of experience in the financial services industry. Mohamed Yahiaoui has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since 2011. Previously, Mohamed Yahiaoui was employed with Morgan Stanley Smith Barney. Mohamed Yahiaoui specializes in providing investment advice to individuals, businesses, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. He also provides financial planning and investment management services. Mohamed Yahiaoui is registered with the Securities and Exchange Commission (SEC) and with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/17/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
08/09/2010 - 09/07/2011
MORGAN STANLEY SMITH BARNEY (PLANO TX)
BOTH
Issued 10/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/06/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mohamed Yahiaoui is the right advisor for you? Invested Better is here to help.
