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Mohamed salah Karoui

SG Americas Securities, LLC

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About Mohamed salah Karoui

Mohamed salah Karoui is a licensed securities professional with over 7 years of experience in the financial industry. Mohamed salah Karoui holds Series 3, 7TO, and 63 licenses, and the SIE exam. Mohamed salah Karoui is currently registered with SG Americas Securities, LLC in New York, New Jersey, and Connecticut. Mohamed salah Karoui's professional experience includes a variety of roles in the financial services industry. Mohamed salah Karoui is dedicated to providing his clients with the highest quality financial advice and services.

Firm Information

Mohamed salah Karoui is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mohamed salah Karoui’s Registration & Firm History

NY

01/08/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2024

Series 3 - National Commodity Futures Examination

BC

Issued 01/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/05/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mohamed salah Karoui.
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