Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mohamed? Claim Your ProfileMohamed Baker is a financial advisor with over 15 years of experience in the industry. Mohamed is currently registered with Osaic Wealth, Inc. in Scottsdale, Arizona. Mohamed has a wide range of experience in the financial services industry, having previously worked with firms such as TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., and CHARLES SCHWAB & CO., INC. Mohamed holds several licenses and designations, including Series 7, 63, 65, 10, and 9. Mohamed specializes in providing financial planning, portfolio management, and other advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
05/22/2019 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
GA
02/07/2023 - 08/23/2024
TRIAD ADVISORS LLC (ATLANTA GA)
NE
02/07/2023 - 06/14/2024
SECURITIES AMERICA, INC. (LAVISTA NE)
MN
05/22/2019 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
05/22/2019 - 11/03/2023
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
05/22/2019 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
11/05/2008 - 09/05/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
FL
08/26/2004 - 12/09/2004
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NY
07/09/2002 - 10/10/2002
A.B. WATLEY, INC. (NEW YORK NY)
NY
02/16/2001 - 09/04/2001
WORLDCO, L.L.C. (NEW YORK NY)
NY
03/31/2000 - 12/01/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/15/2010
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/28/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/10/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/20/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/30/2000
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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