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Moh Yeow Chua

NI Advisors

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About Moh Yeow Chua

Moh Chua is an investment advisor representative at NI Advisors, a firm that provides financial planning, selection of other advisors, and portfolio management for individuals. Moh has been in the industry since 2007 and has experience with financial planning, asset management, and wealth management. Moh is a registered representative with the state of California.

Firm Information

Moh Chua is currently registered with NI Advisors. NI Advisors is a registered investment advisor headquartered in California with a focus on financial planning, portfolio management for individuals, and selection of other advisors. They have been operating since 2005 and serve high-net-worth individuals and other individuals. They manage approximately $3.6 million in assets across 7 accounts.

$3.56M

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share fees with third party asset managers

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Moh Chua’s Registration & Firm History

CA

10/21/2022 - Present

NI Advisors (MILPITAS CA)

CA

05/13/2019 - 10/22/2020

NI ADVISORS (MILPITAS CA)

CA

01/01/2012 - 05/19/2017

NI ADVISORS (MILPITAS CA)

CA

10/31/2005 - 01/07/2010

SAGEPOINT FINANCIAL, INC. (SAN JOSE CA)

AZ

06/23/2004 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MA

10/25/1999 - 12/11/2002

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

IA

Issued 12/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/14/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/19/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/15/2007

Series 7 - General Securities Representative Examination

BC

Issued 10/23/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Moh Yeow Chua.
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