Unclaimed
Modesty Korean Briggs is an investment advisor representative with PFS Investments Inc. located in CARSON, California. Modesty has been in the financial industry for over 13 years, and has been registered with PFS Investments Inc. since December 2019. Modesty holds Series 63, 65, and 26 licenses and is registered in 15 states including California, Arizona, Georgia, Indiana, Louisiana, Massachusetts, Michigan, Nevada, Ohio, Rhode Island, South Carolina, Texas, Washington and Wisconsin. Modesty specializes in providing portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
CA
08/25/2020 - Present
PFS Investments Inc. (CARSON CA)
IA
Issued 08/08/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/11/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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