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Modestino Vito Carullo

FEF Distributors, LLC

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About Modestino Vito Carullo

Modestino Vito Carullo is a registered representative with Fef Distributors, LLC. Modestino has been in the securities industry since March 19, 1996. Modestino has passed the Series 7, Series 8, and Series 24 exams. Modestino has also passed the SIE, Series 99TO, and Series 14 exams. Modestino was previously registered with Citigroup Global Markets Inc., UBS Financial Services Inc., HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., UBS International Inc., UBS Warburg LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., and PaineWebber Incorporated.

Firm Information

Modestino Carullo is currently registered with FEF Distributors, LLC. FEF Distributors, LLC is a Limited Liability Company formed in January 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Modestino Carullo’s Registration & Firm History

NY

07/14/2017 - Present

FEF Distributors, LLC (NEW YORK NY)

NY

01/13/2011 - 07/20/2016

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NJ

03/27/2006 - 06/20/2008

UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)

NY

01/01/2005 - 03/29/2006

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

12/09/2004 - 01/01/2005

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

NY

06/22/2001 - 10/29/2004

UBS INTERNATIONAL INC. (NEW YORK NY)

NY

06/29/1998 - 06/28/2001

UBS WARBURG LLC (NEW YORK NY)

CT

09/02/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

06/14/1997 - 09/02/1997

SBC WARBURG, INC. (NEW YORK NY)

NJ

12/08/1992 - 06/03/1997

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

04/22/1988 - 09/14/1988

THE BROKERAGE CORPORATION OF AMERICA, INC.

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Licenses & Designations

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 02/21/2018

Series 24 - General Securities Principal Examination

BC

Issued 05/24/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Modestino Vito Carullo.
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