Unclaimed
Modestino Vito Carullo is a registered representative with Fef Distributors, LLC. Modestino has been in the securities industry since March 19, 1996. Modestino has passed the Series 7, Series 8, and Series 24 exams. Modestino has also passed the SIE, Series 99TO, and Series 14 exams. Modestino was previously registered with Citigroup Global Markets Inc., UBS Financial Services Inc., HSBC Securities (USA) Inc., HSBC Brokerage (USA) Inc., UBS International Inc., UBS Warburg LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/14/2017 - Present
FEF Distributors, LLC (NEW YORK NY)
NY
01/13/2011 - 07/20/2016
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/27/2006 - 06/20/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/01/2005 - 03/29/2006
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
12/09/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
06/22/2001 - 10/29/2004
UBS INTERNATIONAL INC. (NEW YORK NY)
NY
06/29/1998 - 06/28/2001
UBS WARBURG LLC (NEW YORK NY)
CT
09/02/1997 - 06/29/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
06/14/1997 - 09/02/1997
SBC WARBURG, INC. (NEW YORK NY)
NJ
12/08/1992 - 06/03/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
04/22/1988 - 09/14/1988
THE BROKERAGE CORPORATION OF AMERICA, INC.
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 05/24/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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