Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitzi? Claim Your ProfileMitzi Verdell Difilippo is a financial advisor with over 20 years of experience in the industry. Mitzi is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. Previously, Mitzi worked with FIRST CLEARING, LLC, WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC. Mitzi holds several licenses including Series 7, Series 55, Series 57TO and SIE. Mitzi is also licensed in the state of Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
04/08/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
05/01/2009 - 11/16/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
01/01/2008 - 04/24/2012
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
01/01/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 02/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/29/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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