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Mitzi Bates Thompson

Money Concepts Capital Corp.

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About Mitzi Bates Thompson

Mitzi Bates Thompson is a financial professional with over 25 years of experience in the industry. Mitzi currently works for Money Concepts Capital Corp. in Melbourne, FL. Prior to working for Money Concepts Capital Corp., Mitzi was employed by Questar Capital Corporation, USALLIANZ SECURITIES, INC., and PFS INVESTMENTS INC. Mitzi holds the Series 6, 26 and 63 licenses as well as the SIE designation.

Firm Information

Mitzi Thompson is currently registered with Money Concepts Capital Corp.. Money Concepts Capital Corp. is a corporation formed in 1982 and headquartered in PALM BEACH GARDENS, FL. The firm provides financial planning and portfolio management services for individuals, businesses, and charitable organizations. Money Concepts Capital Corp. is registered with the SEC and in 53 states. They have over 400 licensed agents and manage over $2.9 billion in assets.
Money Concepts Capital Corp.

11440 JOG ROAD

PALM BEACH GARDENS, FL 33418

$2.90B

Assets Under Management

1,239

Total Clients

443

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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general consulting services

General consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fee

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Mitzi Thompson’s Registration & Firm History

FL

03/02/2010 - Present

Money Concepts Capital Corp. (MELBOURNE FL)

FL

12/01/2006 - 11/16/2009

QUESTAR CAPITAL CORPORATION (MELBOURNE FL)

FL

03/31/2006 - 12/01/2006

USALLIANZ SECURITIES, INC. (MELBOURNE FL)

MN

01/02/2004 - 10/26/2005

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

GA

07/07/1994 - 12/31/2003

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 07/06/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/1995

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitzi Bates Thompson.
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