Unclaimed
Mitul Modi is a financial advisor at Empower Financial Services, Inc. located in Overland Park, KS. Mitul Modi holds the Series 6 and Series 63 licenses and is registered with the state of Connecticut. Mitul Modi has been working in the financial services industry since 2012. Mitul Modi previously worked at Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
04/04/2022 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
CT
07/11/2012 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
BC
Issued 03/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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