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Mitul Janakkumar Modi

Empower Financial Services, Inc.

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About Mitul Janakkumar Modi

Mitul Modi is a financial advisor at Empower Financial Services, Inc. located in Overland Park, KS. Mitul Modi holds the Series 6 and Series 63 licenses and is registered with the state of Connecticut. Mitul Modi has been working in the financial services industry since 2012. Mitul Modi previously worked at Prudential Investment Management Services LLC.

Firm Information

Mitul Modi is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitul Modi’s Registration & Firm History

KS

04/04/2022 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

CT

07/11/2012 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)

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Licenses & Designations

BC

Issued 03/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitul Janakkumar Modi.
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