Unclaimed
Mitsuhiro Shimura is a financial advisor at Neuberger Berman BD LLC and has been in the industry since 2018. Mitsuhiro holds a Series 7, Series 66 and SIE license and is registered in Illinois and New York. Mitsuhiro is also registered with Neuberger Berman Investment Advisers LLC. Mitsuhiro's current employment is at Neuberger Berman BD LLC. Mitsuhiro has also previously worked at Neuberger Berman East Asia Limited.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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A percentage of the total value of assets under management is charged.
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2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 03/30/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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