Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitra? Claim Your ProfileMitra Nosrati Katz is an Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Mitra has been in the securities industry since 2007. Mitra is registered in California and offers financial planning, investment consulting, portfolio management services for individuals and businesses, and pension consulting. Mitra has been a representative for Wells Fargo Clearing Services, LLC since 2016. Prior to that, Mitra was an Investment Advisor Representative for Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/05/2021 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
CA
09/12/2016 - 05/26/2021
WELLS FARGO CLEARING SERVICES, LLC (TARZANA CA)
CA
05/29/2007 - 12/05/2014
CITIGROUP GLOBAL MARKETS INC. (STUDIO CITY CA)
CA
08/29/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (NORTHRIDGE CA)
BOTH
Issued 11/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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