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Mithen Podder

SG Americas Securities, LLC

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About Mithen Podder

Mithen Podder is a Registered Representative at SG Americas Securities, LLC. Mithen joined SG Americas Securities, LLC on 07/24/2017. Mithen has 15 years of experience in the securities industry. Prior to joining SG Americas Securities, LLC, Mithen was employed by HSBC Securities (USA) INC., from 10/24/2013 to 7/19/2017, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, from 10/7/2008 to 10/3/2013, and COMMERCE ONE FINANCIAL INC., from 8/7/2006 to 12/8/2006. Mithen has passed the Securities Industry Essentials Examination, the General Securities Representative Examination, and the Operations Professional Examination.

Firm Information

Mithen Podder is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mithen Podder’s Registration & Firm History

NY

07/24/2017 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

10/24/2013 - 07/19/2017

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NY

10/07/2008 - 10/03/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/07/2006 - 12/08/2006

COMMERCE ONE FINANCIAL INC. (SYOSSET NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mithen Podder.
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