Unclaimed
Mitesh Kumar Hassamal is a financial professional registered with Truist Securities, Inc. Mitesh has been in the industry since August 27, 2011 and is currently registered with the state of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Mitesh has passed the Series 7, Series 79TO, Series 63 and SIE examinations. Mitesh has previously worked at UBS Securities LLC and Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/01/2022 - Present
Truist Securities, Inc. (NEW YORK NY)
NY
05/27/2015 - 03/15/2018
UBS SECURITIES LLC (NEW YORK NY)
NY
02/16/2010 - 05/07/2015
UBS SECURITIES LLC (NEW YORK NY)
NY
11/29/2006 - 03/26/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 01/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/29/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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