linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mitesh Kaphle

Castleoak Securities, LP

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mitesh? Claim Your Profile

About Mitesh Kaphle

Mitesh Kaphle is a financial professional with over 17 years of experience in the financial services industry. Mitesh is currently registered with Castleoak Securities, LP, and is licensed to conduct business in California, Nevada and New York. Prior to joining Castleoak Securities, Mitesh worked at several other firms including PH Partners, LLC, Pickwick Capital Partners, LLC, Citigroup Global Markets Inc., and Jefferies & Company, Inc. Mitesh holds the Series 7, 86, 87, and 63 licenses, as well as the SIE exam.

Firm Information

Mitesh Kaphle is currently registered with Castleoak Securities, LP. Castleoak Securities, LP is a Partnership formed in July 2004. It is registered with the SEC and is approved in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mitesh Kaphle’s Registration & Firm History

CA

07/26/2023 - Present

Castleoak Securities, LP (Los Angeles CA)

TX

03/13/2023 - 07/26/2023

PH PARTNERS, LLC (AUSTIN TX)

NY

04/13/2022 - 11/30/2022

PICKWICK CAPITAL PARTNERS, LLC (NEW YORK NY)

NY

11/06/2009 - 11/06/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

09/21/2006 - 05/01/2009

JEFFERIES & COMPANY, INC. (NEW YORK NY)

CA

12/14/2005 - 09/25/2006

PACIFIC GROWTH EQUITIES, LLC (SAN FRANCISCO CA)

Not sure if Mitesh Kaphle is right for you?

Licenses & Designations

BC

Issued 02/11/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/27/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/01/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitesh Kaphle.
Not sure if Mitesh Kaphle is right for you?