Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Miten? Claim Your ProfileMiten Bhatia is a financial advisor who has been in the industry since December 2014. Miten is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since November 2021. Miten is also associated with Tri Counties Advisors and Tri Counties Bank. Prior to joining Raymond James Financial Services Advisors, Inc., Miten was registered with Charles Schwab & Co., Inc. and U.S. Bancorp Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
11/05/2021 - Present
Raymond James Financial Services Advisors, Inc. (Millbrae CA)
CA
09/29/2017 - 10/27/2021
CHARLES SCHWAB & CO., INC. (San Mateo CA)
CA
12/04/2014 - 09/11/2017
U.S. BANCORP INVESTMENTS, INC. (MILLBRAE CA)
BOTH
Issued 03/19/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2017
Series 7 - General Securities Representative Examination
BC
Issued 12/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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