Unclaimed
Mitchell W Gibb is a registered representative of Stifel, Nicolaus & Company, Inc. Mitchell has been in the financial services industry since 2008 and has a broad range of experience in the industry. Mitchell has Series 7, 24, 63, 79, 99 and SIE licenses, as well as experience with various financial products and services. Mitchell is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/26/2021 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
NA
11/27/2019 - 02/16/2021
MAINFIRST SECURITIES US INC. (LONDON )
MO
10/26/2016 - 11/05/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
03/12/2012 - 11/14/2014
PEEL HUNT INC. (LONDON )
NA
04/09/2008 - 07/23/2010
EVOLUTION SECURITIES US INC. (LONDON )
BC
Issued 04/30/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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