Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Sussman is a financial professional with over 20 years of experience in the industry. Mitchell is currently registered with Cowen and Co. Mitchell holds the Series 63, SIE, and Series 7TO licenses. Mitchell is registered in New York. Mitchell was previously registered with Bear, Stearns & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/28/2020 - Present
Cowen AND Co. (NEW YORK NY)
NY
12/04/2001 - 06/19/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/12/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 12/03/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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