Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Spencer Martin is a financial advisor with over 18 years of experience in the industry. Mitchell is currently registered with Maxim Group LLC in Red Bank, New Jersey. Mitchell holds the Series 7, 7A, 25, 55, 57, and 63 licenses, and the SIE. Mitchell previously worked with Hudson Securities, Inc. and National Brokerage, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/28/2008 - Present
Maxim Group LLC (RED BANK NJ)
NJ
04/18/2007 - 04/24/2008
HUDSON SECURITIES,INC. (TINTON FALLS NJ)
NY
10/01/2000 - 09/16/2003
NATIONAL BROKERAGE, INC. (NEW YORK NY)
BC
Issued 10/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/17/2007
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2002
Series 7A - Floor Broker Representative Exam
BC
Issued 07/11/2000
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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