Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Kraus is a financial advisor with over 30 years of experience in the industry. Mitchell is registered with LPL Financial LLC and Capital Intelligence Advisors, Inc. and holds Series 6, 7, 24, 31, 53, and 63 licenses. Mitchell has a strong background in providing financial planning services, portfolio management, and investment advisory services. Mitchell has also been involved in several other business ventures, including insurance and real estate. Mitchell is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/01/2003 - Present
LPL Financial LLC (SANTA MONICA CA)
AZ
11/12/1993 - 06/30/2003
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
DE
12/01/1993 - 06/04/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BC
Issued 11/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/27/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 09/22/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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