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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Scott Kahn is an investment advisor representative with Cetera Investment Advisers LLC. Mitchell Kahn has 27 years of experience in the financial services industry. Mitchell Kahn has passed the Series 7, Series 31, Series 63, and Series 65 exams. Mitchell Kahn is registered to provide investment advisory services in 11 states, including Connecticut, Delaware, Florida, Georgia, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Virginia. Before joining Cetera Investment Advisers LLC, Mitchell Kahn was previously affiliated with First Allied Securities, Inc., LPL Financial LLC, Oppenheimer & Co. Inc., Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Josephthal & Co., Inc., and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
03/31/2021 - Present
Cetera Investment Advisers LLC (TARRYTOWN NY)
NY
12/03/2019 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (TARRYTOWN NY)
NY
06/01/2011 - 12/18/2019
LPL FINANCIAL LLC (NEW CITY NY)
NJ
03/26/2008 - 06/24/2009
OPPENHEIMER & CO. INC. (SADDLE BROOK NJ)
NJ
01/01/2008 - 04/01/2008
WACHOVIA SECURITIES, LLC (ORADELL NJ)
NJ
11/28/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ORADELL NJ)
NY
01/04/1999 - 11/27/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/28/1994 - 12/22/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
CO
06/21/1993 - 05/02/1994
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 08/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 06/19/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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