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Mitchell S Hefter

Barclays Capital Inc.

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About Mitchell S Hefter

Mitchell S. Hefter is a financial professional with over 7 years of experience in the industry. Mitchell is currently registered with Barclays Capital Inc. Mitchell previously held positions at J.P. Morgan Securities LLC and J.P. Morgan Clearing Corp. Mitchell holds the Securities Industry Essentials Examination.

Firm Information

Mitchell Hefter is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mitchell Hefter’s Registration & Firm History

NY

11/01/2016 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

10/01/2016 - 11/02/2016

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

12/22/2011 - 10/01/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitchell S Hefter.
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