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Mitchell S Flax

NET Equity Capital

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About Mitchell S Flax

Mitchell Flax is a financial advisor with over 17 years of experience in the financial services industry. Mitchell currently works as a Registered Representative and Investment Advisor Representative for Net Equity Capital in Austin, Texas. Mitchell has previously worked for a number of other firms, including BV Securities, MML Distributors, MML Investors Services, Wells Fargo Advisors, Riversource Fund Distributors, Merrill Lynch, Pierce, Fenner & Smith Incorporated, M.L. Stern & Co., LLC., Newbridge Securities Corporation, and S.W. Bach & Company. Mitchell is a Series 63, 65, and 66 licensed professional, and has also passed the Series 7 and SIE exams. Mitchell is committed to providing his clients with comprehensive financial advice that helps them meet their financial goals.

Firm Information

Mitchell Flax is currently registered with NET Equity Capital. NET Equity Capital is an investment advisor that specializes in private placements. They also provide selection of other advisors services.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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private placements

Private placements

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mitchell Flax’s Registration & Firm History

TX

01/03/2022 - Present

NET Equity Capital (AUSTIN TX)

TX

01/30/2021 - 05/27/2021

BV SECURITIES, LLC (DALLAS TX)

MA

05/01/2014 - 12/31/2020

MML DISTRIBUTORS, LLC (SPRINGFIELD MA)

MA

05/08/2013 - 05/01/2014

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

TX

12/08/2009 - 03/25/2013

WELLS FARGO ADVISORS, LLC (AUSTIN TX)

NY

04/26/2006 - 05/19/2009

RIVERSOURCE FUND DISTRIBUTORS, INC. (NEW YORK NY)

NV

01/13/2005 - 04/13/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HENDERSON NV)

CA

04/28/2004 - 12/06/2004

M.L. STERN & CO., LLC. (BEVERLY HILLS CA)

FL

07/25/2003 - 08/28/2003

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

NY

07/03/2003 - 07/16/2003

S.W. BACH & COMPANY (PORT WASHINGTON NY)

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Licenses & Designations

IA

Issued 01/02/2009

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 01/25/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/06/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mitchell S Flax.
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