Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Robert Janoff is a financial advisor with Cambridge Investment Research Advisors, Inc., an investment advisor with offices in Fairfield, Iowa. Mitchell Janoff has been in the industry since 2014 and has been registered with Cambridge Investment Research Advisors, Inc. since July 2024. Prior to joining Cambridge Investment Research Advisors, Inc., Mitchell Janoff was a registered representative with Northwestern Mutual Investment Services, LLC. Mitchell Janoff has a Series 7, Series 55, Series 56, and SIE securities license and a Series 63 and Series 66 state securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
07/24/2024 - Present
Cambridge Investment Research Advisors, Inc. (Port Washington NY)
CT
11/26/2021 - 07/31/2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Stamford CT)
CT
03/03/2021 - 11/03/2021
MML INVESTORS SERVICES, LLC (SOUTHBURY CT)
CT
06/16/2015 - 10/15/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WESTPORT CT)
NY
06/12/2012 - 12/18/2012
G-2 TRADING,LLC (NEW YORK NY)
NY
02/04/2008 - 03/03/2008
SCHOTTENFELD GROUP LLC (NEW YORK NY)
NY
05/07/2007 - 02/06/2008
RBC PROFESSIONAL TRADER GROUP LLC (NEW YORK NY)
NY
01/15/2008 - 01/22/2008
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
NY
10/22/1999 - 02/16/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 07/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2012
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 02/13/2008
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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