Unclaimed
Mitchell Anderson is a financial advisor with Athene Securities, LLC. Mitchell has been in the financial services industry since 1998. Mitchell holds the Series 6, 7 and 63 licenses as well as the Securities Industry Essentials (SIE) exam. Mitchell was previously registered with Tower Square Securities, Inc., Washington Square Securities, Inc., and Travelers Equities Sales, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
04/18/2017 - Present
Athene Securities, LLC (WEST DES MOINES IA)
NY
09/05/1997 - 05/15/2009
TOWER SQUARE SECURITIES, INC. (YORKTOWN NY)
CT
09/24/1996 - 06/19/1997
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
CA
05/13/1996 - 09/24/1996
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CA
07/18/1989 - 04/03/1995
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 08/01/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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