Unclaimed
Mitchell Pearson is a financial advisor with Regions Securities LLC. Mitchell is registered with FINRA and is licensed in North Carolina and Texas. Mitchell passed the Series 79TO, SIE, and Series 63 exams and has been in the securities industry since November 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
11/21/2022 - Present
Regions Securities LLC (Charlotte NC)
BC
Issued 12/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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