Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Pary Ascione has been in the financial services industry since January 12, 1990. Mitchell is currently registered with Nylife Securities LLC. Mitchell holds the following licenses: Series 4, 7, 24, 53, 55, 57TO, 63, 99TO and SIE. Mitchell was previously registered with RAS Securities Corp., Eagle Strategies Corp and NYLIFE SECURITIES INC. Mitchell has a strong history of working with clients in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/14/1998 - Present
Nylife Securities LLC (NEW YORK NY)
NY
08/12/1996 - 12/19/1997
RAS SECURITIES CORP. (NEW YORK NY)
NA
11/01/1994 - 08/12/1996
EAGLE STRATEGIES CORP
NY
10/28/1993 - 08/12/1996
NYLIFE SECURITIES INC. (NEW YORK NY)
NY
12/19/1989 - 11/17/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
BC
Issued 10/24/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/1997
Series 4 - Registered Options Principal Examination
BC
Issued 12/10/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/14/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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