Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Nelson has been in the financial services industry since 2002. Nelson is currently registered with Cetera Investment Advisers LLC and Rockdale Financial Services, Inc.. In addition, Nelson is also a registered investment advisor in Florida, New Jersey and Texas. Nelson holds Series 6, 7, 63, 65 and SIE licenses. Nelson has worked for several other firms in the past, including SA Stone Wealth Management Inc., Cetera Advisors LLC, WRP Investments, Inc., Hornor, Townsend & Kent, Inc., Securities America, Inc., Summit Brokerage Services, Inc., and TFS Securities, Inc.. Nelson offers financial planning, pension consulting, educational seminars, and portfolio management services.
LARGO, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
03/21/2024 - Present
Cetera Investment Advisers LLC (LARGO FL)
NJ
04/05/2017 - 10/21/2021
SA STONE WEALTH MANAGEMENT INC. (Morganville NJ)
NJ
03/15/2012 - 04/05/2017
CETERA ADVISORS LLC (OAKHURST NJ)
NJ
04/01/2011 - 03/21/2012
WRP INVESTMENTS, INC. (TOMS RIVER NJ)
PA
03/02/2012 - 03/15/2012
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
NJ
02/09/2009 - 04/26/2011
SECURITIES AMERICA, INC. (ISELIN NJ)
NJ
06/22/2007 - 02/12/2009
SUMMIT BROKERAGE SERVICES, INC. (SEA GIRT NJ)
NJ
06/17/2002 - 06/26/2007
TFS SECURITIES, INC. (LINCROFT NJ)
IA
Issued 3/29/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/1/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/8/2010
Series 7 - General Securities Representative Examination
BC
Issued 6/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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