Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mitchell? Claim Your ProfileMitchell Marriott is a financial advisor with Wells Fargo Clearing Services, LLC. Mitchell has been in the financial services industry since 2007 and has a strong track record of providing investment advice to individuals, corporations, and charitable organizations. Mitchell has a Series 7, Series 66 and SIE license and is registered in multiple states. Mitchell is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/25/2019 - Present
Wells Fargo Clearing Services, LLC (SAN JOSE CA)
CA
11/06/2014 - 08/19/2019
LPL FINANCIAL LLC (NOVATO CA)
CA
09/13/2013 - 11/17/2014
UNIONBANC INVESTMENT SERVICES, LLC (KENTFIELD CA)
CA
06/29/2012 - 08/01/2013
U.S. BANCORP INVESTMENTS, INC. (MILL VALLEY CA)
CA
07/21/2009 - 04/11/2012
GENWORTH FINANCIAL SECURITIES CORPORATION (LARKSPUR CA)
CA
12/07/2007 - 05/13/2009
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
BOTH
Issued 02/12/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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